Not specified; competitive salary mentioned; incen...
Hybrid
Anti-money laundering (aml) oversight
Securities conduct risk reviews
Internal investigation coordination
This role involves conducting targeted, risk-based reviews to identify and address potential Anti-Money Laundering and securities conduct risks in higher-risk portfolios
Job Summary
This role involves conducting targeted, risk-based reviews to identify and address potential Anti-Money Laundering and securities conduct risks in higher-risk portfolios.
The successful candidate will facilitate proactive reporting of internal investigations and assist in managing responses to regulatory examinations from bodies like CIRO.
CIBC offers a competitive salary, incentive pay, banking benefits, a defined benefit pension plan, and a culture that supports hybrid work arrangements.
Matching Summary
This role involves conducting targeted, risk-based reviews to identify and address potential Anti-Money Laundering and securities conduct risks in higher-risk portfolios.
Salary
Not specified; Competitive salary mentioned; Incentive pay and benefits included
Skills & Requirements
Must-have
Anti-Money Laundering (AML) oversight
Securities conduct risk reviews
Internal investigation coordination
Regulatory examination response
CIRO and securities commission interaction
Nice-to-have
Critical thinking and data analysis
Strong cross-functional relationship building
Policy development and continuous improvement
Impactful communication of complex details
Commitment to trust and accountability values
Key Requirements
Investment Dealer Supervisor Course or Branch Manager's Course
Canadian Securities Course certification
University Degree or College Diploma
Solid understanding of Canadian securities regulatory environment