Registered Client Service Associate (houston, Tx)

Willenborg Wealth Management

Houston, TX, US
Remote
High volume of daily interactions
Onboarding new clients and opening accounts
Processing and monitoring asset transfers
Supports Financial advisors and their prospective and existing clients and other branch staff team members

Job Summary

  • Supports Financial advisors and their prospective and existing clients and other branch staff team members.
  • Onboards new clients, opens new client accounts and researches client and security information using internal databases and other technologies.
  • Assists Financial Advisors with marketing efforts including seminars and other client-facing events.

Matching Summary

Supports Financial advisors and their prospective and existing clients and other branch staff team members.

Skills & Requirements

Must-have

  • High volume of daily interactions
  • Onboarding new clients and opening accounts
  • Processing and monitoring asset transfers
  • Preparing financial reports and materials
  • Maintaining client records using CRM software

Nice-to-have

  • Creative problem solver
  • High quality/high touch support
  • Proactively follow up on submitted items
  • Handle stressful situations calmly

Key Requirements

  • 13 months to 3 years experience
  • High School Diploma or equivalent
  • SIE, Series 7, Series 63, 65 and/or 66 licenses

Work Rights

Not specified

Tailored Resume

Cover Letter