Base: competitive base salary; bonus/equity: not s...
Regulatory compliance expertise
Canadian financial regulations knowledge
Risk management and surveillance
The Risk & Compliance Analyst will provide support for business activities conducted by FNZ Canada ensuring that internal platform and operational teams are proactively addressing regulatory requirements to ensure the Canadian business is compliant with applicable regulations
Job Summary
The Risk & Compliance Analyst will provide support for business activities conducted by FNZ Canada ensuring that internal platform and operational teams are proactively addressing regulatory requirements to ensure the Canadian business is compliant with applicable regulations.
FNZ offers a competitive base salary, paid time off, pension plan contributions matched at 150% up to 4%, and employer-paid medical, dental and vision insurance.
FNZ is a mission-led organization focused on transforming wealth management to be more accessible, sustainable, and transparent, partnering with some of the world’s largest companies.
Matching Summary
The Risk & Compliance Analyst will provide support for business activities conducted by FNZ Canada ensuring that internal platform and operational teams are proactively addressing regulatory requirements to ensure the Canadian business is compliant with applicable regulations.
Salary
Base: Competitive base salary; Bonus/Equity: Not specified; Benefits: Paid time off, pension plan match, employer-paid medical, dental and vision insurance
Skills & Requirements
Must-have
Regulatory compliance expertise
Canadian financial regulations knowledge
Risk management and surveillance
Compliance program governance
Stakeholder advisory and consultation
Internal control and governance reviews
Nice-to-have
Experience with compliance software
Financial services industry experience
Ability to foster continuous learning
Strong written and communication skills
Multi-tasking and prioritization skills
Key Requirements
5+ years in securities or financial services compliance
Broad knowledge of Canadian compliance areas
Experience with financial operations and reporting