Compliance Specialist

Artisanpartners

Milwaukee, WI, United States
On-site
Trade surveillance platform experience
Data analysis and reporting
Compliance testing and documentation
The Compliance Specialist plays a key role in supporting and enhancing Artisan Partners’ compliance program

Job Summary

  • The Compliance Specialist plays a key role in supporting and enhancing Artisan Partners’ compliance program.
  • This position partners closely with experienced compliance professionals and internal teams to perform testing, surveillance, and risk analysis.
  • The ideal candidate brings a strong analytical mindset, sound compliance fundamentals, and a proactive approach to problem-solving.

Matching Summary

The Compliance Specialist plays a key role in supporting and enhancing Artisan Partners’ compliance program.

Skills & Requirements

Must-have

  • Trade surveillance platform experience
  • Data analysis and reporting
  • Compliance testing and documentation
  • Regulatory and industry development monitoring
  • Risk assessment support

Nice-to-have

  • Proactive problem-solving approach
  • Client service-mindedness
  • Resourcefulness and initiative
  • Dedication to accurate desk procedures

Key Requirements

  • 1-2 years of professional experience or relevant internships
  • Bachelor's degree in finance, accounting, economics, business administration or equivalent financial industry experience
  • Knowledge of equity and fixed income markets, trading practices and related instruments
  • Microsoft Excel and Tableau proficiency preferred
  • Experience with Charles River, Bloomberg, Aladdin, and ACA ComplianceAlpha a plus

Work Rights

Not specified

Tailored Resume

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