Raymond James is seeking a Compliance Manager to oversee compliance programs, monitor operational risk exposure, and ensure alignment of compliance processes within its remote working environment. The role requires extensive banking industry knowledge and experience in compliance, with a focus on leadership and mentoring of junior staff
Job Summary
Under intermittent supervision, uses extensive knowledge and skills obtained through education and experience in the banking industry to ensure firm policies and procedures are up-to-date and commensurate with the level of risk being mitigated.
Oversees the compliance program(s) for an assigned business entity to ensure compliance processes and procedures are integrated and aligned with business processes.
Routinely interacts with Executive Leadership, TSC Senior Management, Compliance Directors, Compliance Senior Managers, Compliance Managers and associates, Internal Audit, and Federal Regulators.
Matching Summary
Match Score: 90
Raymond James is seeking a Compliance Manager to oversee compliance programs, monitor operational risk exposure, and ensure alignment of compliance processes within its remote working environment. The role requires extensive banking industry knowledge and experience in compliance, with a focus on leadership and mentoring of junior staff.
Skills & Requirements
Must-have
banking compliance reviews
FDIC, FFIEC, Federal Reserve
commercial banking and consumer deposits
financial markets and products
commercial lending
Nice-to-have
coaching and mentoring
talent selection process
risk-based recommendations
executive leadership interaction
continuous evolution of the firm
Key Requirements
6 years of experience in Compliance and/or financial services
Bachelor's degree
Equivalent combination of experience, education, and/or training