Head Of Compliance (licensing/ Fx Brokerage)

Hyphen Partners

APAC
**
Global compliance framework management
Licensing lifecycle oversight
Aml/kyc policy establishment
** Hyphen Partners is seeking a Head of Compliance for a financial services company based in the APAC region, tasked with managing compliance frameworks and licensing in a trading environment. The ideal candidate should have 3 to 10 years of relevant experience, strong regulatory knowledge, and the ability to align compliance with business growth. **

Job Summary

  • The role involves leading the global compliance framework and managing the full licensing lifecycle while acting as the primary liaison with international regulators.
  • Candidates will establish risk-based AML/KYC policies, monitor suspicious transactions, and perform MLRO functions to ensure strict regulatory adherence.
  • The position requires reviewing trading instruments and marketing materials to mitigate risks associated with copy trading, automated strategies, and misleading claims.

Matching Summary

Match Score: 75

** Hyphen Partners is seeking a Head of Compliance for a financial services company based in the APAC region, tasked with managing compliance frameworks and licensing in a trading environment. The ideal candidate should have 3 to 10 years of relevant experience, strong regulatory knowledge, and the ability to align compliance with business growth. **

Skills & Requirements

Must-have

  • Global compliance framework management
  • Licensing lifecycle oversight
  • AML/KYC policy establishment
  • Regulatory adherence monitoring
  • Risk-based trading instrument review

Nice-to-have

  • Strong problem-solving skills
  • Stakeholder management expertise
  • Balancing regulation with growth
  • Internal SOP development experience
  • External audit support capability

Key Requirements

  • Bachelor's degree in Law, Finance, or Risk Management
  • 3 to 10 years of compliance experience in trading or fintech
  • Familiarity with ASIC, FCA, CySEC, or MAS regulations
  • Professional compliance certifications like ICA or CAMS preferred

Work Rights

Not specified

Tailored Resume

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