Financial Crime Risk Investigator Ii -securities

TD Bank

Greenville, South Carolina, United States of America
Base: $29.75 - $47.75 usd; bonus/equity: not speci...
Investigate money laundering and terrorist financing
Analyze trading activity and customer behavior
Adjudicate moderate complexity cases
The Financial Crime Risk Investigator II conducts investigations of moderate complexity for both internal and external cases, recommending for demarket and/or freezing accounts

Job Summary

  • The Financial Crime Risk Investigator II conducts investigations of moderate complexity for both internal and external cases, recommending for demarket and/or freezing accounts.
  • This position is responsible for managing diverse internal and external investigations, utilizing expertise to establish reasonable grounds for suspecting money laundering and terrorist financing.
  • The Investigator's work directly contributes to mitigating financial crime risks and disrupting illicit activities, ensuring compliance, and protecting the organization's reputation.

Matching Summary

The Financial Crime Risk Investigator II conducts investigations of moderate complexity for both internal and external cases, recommending for demarket and/or freezing accounts.

Salary

Base: $29.75 - $47.75 USD; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Investigate money laundering and terrorist financing
  • Analyze trading activity and customer behavior
  • Adjudicate moderate complexity cases
  • Review financial crime risk

Nice-to-have

  • Provide QA/review and mentorship
  • Disrupt illicit financial activities
  • Safeguard financial integrity

Key Requirements

  • 3+ years experience
  • Undergraduate degree or equivalent work experience
  • Experience in Broker-Dealer/Securities investigations
  • Knowledge of market abuse typologies
  • Understanding of FINRA, SEC, AML/BSA regulations

Work Rights

Not specified

Tailored Resume

Cover Letter