Brokerage Client Service Associate - Chicago, Illinois

Truist Bank

Chicago, IL, United States
Base: $65,000.00 - $80,000.00; bonus/equity: + inc...
On-site
Client servicing when financial advisor is unavailable
Prepare financial plans and conduct research
Process corporate actions and new business paperwork
Responsible for the general servicing and support of the Financial Advisors, including administrative and operational support, business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable

Job Summary

  • Responsible for the general servicing and support of the Financial Advisors, including administrative and operational support, business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable.
  • Assist Financial Advisors in servicing clients including preparing financial plans, conducting investment research and completing client trades and transactions.
  • All regular teammates working 20 hours or more per week are eligible for benefits, including medical, dental, vision, life insurance, disability, and a 401k plan.

Matching Summary

Responsible for the general servicing and support of the Financial Advisors, including administrative and operational support, business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable.

Salary

Base: $65,000.00 - $80,000.00; Bonus/Equity: Additional incentive pay is available; Benefits: Medical, dental, vision, life insurance, disability, 401k plan, vacation, sick days, paid holidays

Skills & Requirements

Must-have

  • Client servicing when Financial Advisor is unavailable
  • Prepare financial plans and conduct research
  • Process corporate actions and new business paperwork
  • Manage advisor's calendar and client appointments
  • Contact potential investment clients
  • Provide operational guidance to advisors
  • Mitigate risk through authentication standards

Nice-to-have

  • Maintain a professional environment
  • Create a positive impression
  • Work in coordination with Financial Advisor

Key Requirements

  • Bachelor's degree or equivalent experience
  • Securities industry or sales assistant experience
  • Knowledge of securities markets and brokerage accounts
  • Knowledge of annuity product features
  • FINRA SIE, Series 7, and Series 66 licenses (or Series 63 & 65)
  • Exceptional telephone skills
  • Effective time management skills
  • Ability to work in a self-directed fashion
  • Proficiency in Microsoft Office software

Work Rights

Not specified

Tailored Resume

Cover Letter