Financial Advisor- Centralized

M&T Bank

Buffalo, New York, United States of America
Base: $62,200.00 - $103,600.00 annual (usd); bonus...
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Investment and insurance sales experience
Customer needs analysis and recommendations
Regulatory compliance with bsa aml kyc
** M&T Bank is seeking a Financial Advisor in Buffalo, New York, to provide advice-based financial solutions to a centralized portfolio of smaller, less complex accounts. The role involves collaborating with investment and financial advisors to meet the needs of mass affluent customers while ensuring compliance with regulatory requirements. **

Job Summary

  • The role serves as an advisor providing advice-based financial solutions for a centralized book of smaller, less complex accounts.
  • Candidates must sell and close investment and insurance products while ensuring all activities meet regulatory requirements and the client's best interests.
  • The position involves coaching less experienced staff and maintaining strong partnerships with Retail, Business Banking, and Wealth teams to increase referrals.

Matching Summary

Match Score: 75

** M&T Bank is seeking a Financial Advisor in Buffalo, New York, to provide advice-based financial solutions to a centralized portfolio of smaller, less complex accounts. The role involves collaborating with investment and financial advisors to meet the needs of mass affluent customers while ensuring compliance with regulatory requirements. **

Salary

Base: $62,200.00 - $103,600.00 Annual (USD); Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Investment and insurance sales experience
  • Customer needs analysis and recommendations
  • Regulatory compliance with BSA AML KYC

Nice-to-have

  • Coaching and mentoring staff members
  • Building referral partnerships with branches
  • Delivering high quality customer service

Key Requirements

  • Associates degree or equivalent experience
  • FINRA Series 7, 63, and 65 or 66 licenses
  • State Life/Variable Insurance (LAH) licenses
  • Minimum 2 years investment or insurance sales experience

Work Rights

Not specified

Tailored Resume

Cover Letter