Muntinlupa City, National Capital Region, Philippines
Hybrid
Regulatory reporting data integrity
Independent validation of controls
Substantive testing of reports
Capital One is seeking a Sr. Analyst for their Regulatory Reporting Quality Assurance team in Muntinlupa City, Philippines. The ideal candidate will focus on validating the integrity of regulatory reporting data, ensuring compliance with various financial filings, and improving control environments
Job Summary
The Regulatory Reporting Quality Assurance (RRQA) function is responsible for performing independent validation of regulatory reporting data integrity and the associated control environment.
Key roles and responsibilities entail leading and performing periodic reviews of data reported in the company’s regulatory filings, such as the FFIEC 031 “Call Report”, FR-Y-9C, FR 2052a, and FR Y-14 M and FR Y-14Q and FR Y-14A reports, among others.
This risk management position is focused on controls management and substantive testing of the company’s regulatory filings.
Matching Summary
Match Score: 85
Capital One is seeking a Sr. Analyst for their Regulatory Reporting Quality Assurance team in Muntinlupa City, Philippines. The ideal candidate will focus on validating the integrity of regulatory reporting data, ensuring compliance with various financial filings, and improving control environments.
Skills & Requirements
Must-have
Regulatory reporting data integrity
Independent validation of controls
Substantive testing of reports
Analyze known issues and root cause
Prepare routine and ad-hoc reporting
Nice-to-have
Build and maintain good working relationships
Evolving industry and regulatory changes
Creative problem solving and intuitive thinking
Key Requirements
At least 2 years of experience in Internal Controls, Audit, or combination
Bachelor's Degree
Strong written, communication, and presentation skills
Leadership to work autonomously and work within a team