Legal & Compliance - Marketing & Distribution Compliance, Avp

Blackstone

New Jersey, US
$135,000 - $200,000; bonus/equity: discretionary b...
Review marketing materials and investor communications
Advise on legal and compliance matters
Develop internal policies and procedures
The employee will be a member of the compliance team focusing on regulatory compliance issues with respect to marketing and other investor/third-party materials and communications

Job Summary

  • The employee will be a member of the compliance team focusing on regulatory compliance issues with respect to marketing and other investor/third-party materials and communications.
  • Develop internal policies and procedures with respect to marketing and other related compliance matters, and assist maintaining broader L&C policies and procedures, all consistent with current regulatory guidance.
  • Blackstone is committed to providing equal employment opportunities to all employees and applicants for employment without regard to race, color, creed, religion, sex, pregnancy, national origin, ancestry, citizenship status, age, marital or partnership status, sexual orientation, gender identity or expression, disability, genetic predisposition, veteran or military status, status as a victim of domestic violence, a sex offense or stalking, or any other class or status in accordance with applicable federal, state and local laws.

Matching Summary

The employee will be a member of the compliance team focusing on regulatory compliance issues with respect to marketing and other investor/third-party materials and communications.

Salary

$135,000 - $200,000; Bonus/Equity: Discretionary bonuses, potential equity; Benefits: Comprehensive health benefits, paid time off, 401(k)

Skills & Requirements

Must-have

  • Review marketing materials and investor communications
  • Advise on legal and compliance matters
  • Develop internal policies and procedures
  • Assess regulatory risk
  • Manage L&C relationships with business lines

Nice-to-have

  • Proactive time management
  • Strong team player
  • Substantial initiative and creativity
  • Work independently

Key Requirements

  • 5+ years of prior experience
  • Prior experience in compliance role and/or J.D. required
  • Understanding of Advisers Act and FINRA regulations strongly preferred
  • Knowledge of hedge funds and drawdown funds a plus
  • Strong attention to detail and analytical skills
  • Strong project management and organizational skills

Work Rights

Not specified

Tailored Resume

Cover Letter