Ib And Research Business Oversight Compliance

Barclays

Pune, India
**
Identify and assess compliance risks
Investigate market abuse and financial crime
Implement compliance policies and procedures
** Barclays is seeking an Assistant Vice President for their IB and Research Business Oversight Compliance role in Pune, India. The position involves providing expert oversight on compliance matters to ensure adherence to legal, regulatory, and ethical standards within the organization. **

Job Summary

  • Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities.
  • Lead a team performing complex tasks, using well developed professional knowledge and skills to deliver on work that impacts the whole business function.
  • Engage in complex analysis of data from multiple sources of information, internal and external sources such as procedures and practises (in other areas, teams, companies, etc)to solve problems creatively and effectively.

Matching Summary

Match Score: 75

** Barclays is seeking an Assistant Vice President for their IB and Research Business Oversight Compliance role in Pune, India. The position involves providing expert oversight on compliance matters to ensure adherence to legal, regulatory, and ethical standards within the organization. **

Skills & Requirements

Must-have

  • Identify and assess compliance risks
  • Investigate market abuse and financial crime
  • Implement compliance policies and procedures
  • Collaborate with business and risk functions
  • Provide expert oversight and check and challenge

Nice-to-have

  • Advise and influence decision making
  • Lead a team performing complex tasks
  • Develop new policies and procedures
  • Engage in complex data analysis
  • Communicate complex information effectively

Key Requirements

  • Understanding of Investment Banking, Global Banking and Research activities
  • Ability to contextualise compliance support
  • Experience supporting Verification Checks (VCs), surveillance reviews, horizon scanning, and issue escalation
  • Strong judgment in identifying conduct, conflicts, MNPI and information‑barrier risks
  • Confidence engaging with stakeholders across Global Banking, ICB and Research

Work Rights

Not specified

Tailored Resume

Cover Letter