The Regulatory Compliance Senior Associate will report to the Senior Regulatory Advisor and provide support across the team with business initiatives, regulatory requests, managing trackers information management
Job Summary
The Regulatory Compliance Senior Associate will report to the Senior Regulatory Advisor and provide support across the team with business initiatives, regulatory requests, managing trackers information management.
Compliance is responsible for ensuring that the business can operate and develop within regulatory framework.
The vision is to keep the firm aligned with best practice in terms of regulatory compliance.
Matching Summary
The Regulatory Compliance Senior Associate will report to the Senior Regulatory Advisor and provide support across the team with business initiatives, regulatory requests, managing trackers information management.
Skills & Requirements
Must-have
Regulatory Advisory team support
Business initiatives support
Regulatory requests management
Information management
Compliance advice and guidance
Monitoring and reviewing compliance
Nice-to-have
Risk-based lens
Critical thinking
Asking difficult questions
Continuous improvement
Innovation
Key Requirements
Experience in compliance, legal, audit, or post trade operational environment
Understanding of regulatory issues impacting market infrastructure or wholesale financial services
Knowledge of regulations relating to Central Counterparty Clearing