Surveillance Associate

MarketAxess

New York, United States
Base: $85,000 - $100,000 usd; bonus/equity: potent...
On-site
Real-time and post-trade surveillance
Investigate market abuse
Fixed income and equity products
Conduct real-time and post-trade surveillance across fixed income and equity products, investigating potential market abuse

Job Summary

  • Conduct real-time and post-trade surveillance across fixed income and equity products, investigating potential market abuse.
  • Partner closely with Compliance, Risk, Technology, and senior leadership, using data-driven insights to support regulatory obligations.
  • The estimated salary range for this position is $85,000 USD to $100,000 USD, with potential eligibility for annual cash incentives, equity, and other benefit programs.

Matching Summary

Conduct real-time and post-trade surveillance across fixed income and equity products, investigating potential market abuse.

Salary

Base: $85,000 - $100,000 USD; Bonus/Equity: Potential annual cash incentives and equity; Benefits: Comprehensive benefits package including 401(k) match, PTO, wellness stipend

Skills & Requirements

Must-have

  • Real-time and post-trade surveillance
  • Investigate market abuse
  • Fixed income and equity products
  • Regulatory obligations
  • Data-driven insights

Nice-to-have

  • Agile and analytical professional
  • Thrives in dynamic trading environment
  • Passion for ethical AI adoption

Key Requirements

  • 2+ years of experience in market surveillance
  • Knowledge of Fixed Income and Equities trading regulations
  • Bachelor's degree or equivalent practical experience
  • Series 7 preferred; ability to obtain within six months required

Work Rights

Not specified

Tailored Resume

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