Director, Compliance – Head Of Us Surveillance Initiatives And Portfolio Management, Td Securities (us)

TD Bank

New York, New York, United States
Base: $185,000 - $225,000 usd; bonus/equity: not s...
Trade and communications surveillance
Regulatory compliance framework
Project management
The Global Compliance Surveillance Department is responsible for promoting regulatory compliance by developing and maintaining a comprehensive trade and communications surveillance program

Job Summary

  • The Global Compliance Surveillance Department is responsible for promoting regulatory compliance by developing and maintaining a comprehensive trade and communications surveillance program.
  • The new hire will be responsible for maintaining the TDS Compliance Surveillance framework, leading large surveillance projects, and ensuring the Surveillance program is robust, adaptive, and aligned with global regulatory expectations.
  • TD is committed to providing fair and equitable compensation opportunities, growth opportunities, and skill development, with a focus on a strong risk & compliance culture and colleague well-being.

Matching Summary

The Global Compliance Surveillance Department is responsible for promoting regulatory compliance by developing and maintaining a comprehensive trade and communications surveillance program.

Salary

Base: $185,000 - $225,000 USD; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Trade and Communications Surveillance
  • Regulatory Compliance Framework
  • Project Management
  • Risk Management
  • Issue Management
  • Global Regulatory Expectations

Nice-to-have

  • Strategic Thinking
  • Leadership Qualities
  • Talent Development
  • Transparent Communication
  • Adaptability
  • Executive Leadership Profile

Key Requirements

  • University degree required (Bachelor's degree)
  • 10+ years of relevant industry and management experience
  • Experience managing complex regulatory remediation
  • People leadership and management experience
  • Ability to work in a fast-paced environment

Work Rights

Not specified

Tailored Resume

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