Compliance, Principal

AIA

10 years financial industry compliance experience
Bachelor's degree in accounting finance law or business
In-depth understanding of fund management business
This position works closely with the Senior Management Team to monitor and report results of compliance and ethics efforts while providing strategic guidance

Job Summary

  • This position works closely with the Senior Management Team to monitor and report results of compliance and ethics efforts while providing strategic guidance.
  • The role is responsible for managing the Compliance Department as a second line of defense to ensure regulatory risks are efficiently assessed and mitigated.
  • Candidates must possess a Bachelor's degree and at least 10 years of solid work experience in the financial industry handling compliance and controls.

Matching Summary

This position works closely with the Senior Management Team to monitor and report results of compliance and ethics efforts while providing strategic guidance.

Skills & Requirements

Must-have

  • 10 years financial industry compliance experience
  • Bachelor's degree in Accounting Finance Law or Business
  • In-depth understanding of fund management business
  • Ability to work under pressure and independently
  • Strong leadership and coaching skills

Nice-to-have

  • Passed Securities Commission Malaysia Licensing Modules
  • Excellent interpersonal and communication skills
  • Self-motivated with high integrity
  • Detail-oriented and analytical mindset

Key Requirements

  • Bachelor's degree in Accounting, Finance, Law or Business
  • 10 years solid work experience in financial industry compliance
  • Preferably passed Module 9, 10, and 11 of Securities Commission Malaysia Licensing Examination

Work Rights

Not specified

Tailored Resume

Cover Letter