The Compliance Director is responsible for overseeing key broker-dealer regulatory compliance functions and leading a team of compliance professionals
Job Summary
The Compliance Director is responsible for overseeing key broker-dealer regulatory compliance functions and leading a team of compliance professionals.
This role partners closely with business stakeholders to provide strategic compliance guidance and ensure adherence to regulatory requirements across multiple business areas.
Franklin Templeton offers a welcoming culture with opportunities to reach your professional and personal potential, supported by a wide range of benefits.
Matching Summary
The Compliance Director is responsible for overseeing key broker-dealer regulatory compliance functions and leading a team of compliance professionals.
Salary
Base: $250,000.00-$300,000.00; Bonus/Equity: discretionary bonus; Benefits: 401k plan, health insurance, and other perks
Skills & Requirements
Must-have
Broker-dealer regulatory compliance
Strategic compliance guidance
Digital asset compliance
AI-related risk understanding
Nice-to-have
Talented and diverse teams
Inclusive and flexible culture
Employee well-being focus
Key Requirements
Minimum of 5+ years in senior compliance role
Strong knowledge of broker-dealer rules
Experience with tokenization, blockchain, or digital assets