Head Of Compliance (licensing/ Fx Brokerage)

Hyphen Partners

Hong Kong, Hong Kong
On-site
Global compliance framework management
Licensing lifecycle oversight
Aml/kyc policy development
Hyphen Partners is seeking a Head of Compliance for their financial services company based in Hong Kong. The role involves leading the compliance framework, managing licensing processes, and ensuring adherence to regulations while fostering business growth

Job Summary

  • The role involves leading the global compliance framework and managing the full licensing lifecycle as the primary liaison with international regulators.
  • Candidates will be responsible for establishing risk-based AML/KYC policies and performing MLRO functions to ensure strict regulatory adherence.
  • The position requires reviewing trading instruments and marketing materials to mitigate risks associated with copy trading and misleading claims.

Matching Summary

Match Score: 85

Hyphen Partners is seeking a Head of Compliance for their financial services company based in Hong Kong. The role involves leading the compliance framework, managing licensing processes, and ensuring adherence to regulations while fostering business growth.

Skills & Requirements

Must-have

  • Global compliance framework management
  • Licensing lifecycle oversight
  • AML/KYC policy development
  • Regulatory liaison with international bodies
  • Trading risk monitoring

Nice-to-have

  • Balancing regulation with business growth
  • Strong stakeholder management skills
  • Problem-solving in fintech environments

Key Requirements

  • Bachelor's degree in Law, Finance, or Risk Management
  • 3 to 10 years experience in brokerage or fintech compliance
  • Familiarity with ASIC, FCA, CySEC, or MAS regulations
  • Professional compliance certifications like ICA or CAMS preferred

Work Rights

Not specified

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