Senior M&a Compliance Analyst

Mercer Advisors

Remote, US
Not specified; not specified; competitive + robust...
Remote
Investment advisers act of 1940 knowledge
Sec and finra regulatory filing experience
U-4 and adv form preparation expertise
Mercer Advisors is seeking a Senior M&A Compliance Analyst to join their remote team, focusing on compliance activities related to mergers and acquisitions. The ideal candidate should have significant experience in investment advisor compliance and the ability to manage regulatory issues with precision

Job Summary

  • The role supports the firm's compliance activities by managing due diligence and integration of newly acquired firms.
  • Candidates will be responsible for preparing detailed analyses of acquired firms' compliance programs to identify gaps and develop action plans.
  • Mercer Advisors offers a robust benefit package including company-paid life insurance, health savings accounts, and generous paid time off.

Matching Summary

Match Score: 85

Mercer Advisors is seeking a Senior M&A Compliance Analyst to join their remote team, focusing on compliance activities related to mergers and acquisitions. The ideal candidate should have significant experience in investment advisor compliance and the ability to manage regulatory issues with precision.

Salary

Not specified; Not specified; Competitive and robust benefit package including medical, dental, vision, 401(k) match, and parental leave

Skills & Requirements

Must-have

  • Investment Advisers Act of 1940 knowledge
  • SEC and FINRA regulatory filing experience
  • U-4 and ADV form preparation expertise

Nice-to-have

  • IACCP or CSCP certification preferred
  • Strong project management skills
  • High-volume environment adaptability

Key Requirements

  • Bachelor's or Master's Degree required
  • Minimum 4+ years investment advisor compliance experience
  • No specific licenses or certifications required

Work Rights

Not specified

Tailored Resume

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