Employee Compliance - Regulatory Authorizations & Permissions

Barclays

Pune, India
Not specified
Employee conduct oversight
Compliance risk mitigation
Training program development
Barclays is seeking an Employee Compliance professional for Regulatory Authorizations & Permissions in Pune, India. The role focuses on investigating employee conduct exceptions, advising on compliance risks, and implementing employee conduct policies

Job Summary

  • You will investigate employee conduct exceptions and mitigate compliance risks.
  • The role involves developing training programs to educate employees on conduct expectations.
  • You will provide advice and assistance across the organization on employee conduct matters.

Matching Summary

Match Score: 85

Barclays is seeking an Employee Compliance professional for Regulatory Authorizations & Permissions in Pune, India. The role focuses on investigating employee conduct exceptions, advising on compliance risks, and implementing employee conduct policies.

Skills & Requirements

Must-have

  • Employee conduct oversight
  • Compliance risk mitigation
  • Training program development

Nice-to-have

  • Excellent communication skills
  • Ability to analyze complex regulations
  • Stakeholder engagement

Key Requirements

  • Certification and licensing experience
  • Understanding of regulatory handbooks
  • Experience in compliance oversight

Work Rights

Not specified

Tailored Resume

Cover Letter