Compliance Analyst – Cat Transaction System

Interactive Brokers Group, Inc.

Greenwich, CT, United States
Competitive salary; annual performance-based bonus...
On-site
Bachelor's degree in quantitative field
1-2 years data analyst experience
Python perl or go programming skills
This role focuses on compliance supervision over the Consolidated Audit Trail reporting systems to ensure firm adherence to regulations

Job Summary

  • This role focuses on compliance supervision over the Consolidated Audit Trail reporting systems to ensure firm adherence to regulations.
  • The position requires analyzing transactional data to identify root causes of errors and developing automated surveillance controls.
  • Interactive Brokers offers competitive compensation including a performance-based bonus, stock grants, and comprehensive health benefits.

Matching Summary

This role focuses on compliance supervision over the Consolidated Audit Trail reporting systems to ensure firm adherence to regulations.

Salary

Competitive salary; Annual performance-based bonus and stock grant; Retirement plan 401(k) with match

Skills & Requirements

Must-have

  • Bachelor's degree in quantitative field
  • 1-2 years data analyst experience
  • Python Perl or Go programming skills
  • SQL database query proficiency
  • UNIX command line tools knowledge
  • Regulatory research and interpretation

Nice-to-have

  • FINRA CAT or OATS system familiarity
  • FIX protocol experience
  • Atlassian JIRA and Confluence usage
  • Advanced Excel pivot tables and macros
  • Order audit trail reporting background
  • Self-motivated with minimal supervision

Key Requirements

  • Bachelor's degree required
  • 1-2 years analytical experience
  • Strong problem-solving skills

Work Rights

Not specified

Tailored Resume

Cover Letter