Senior Associate - Apac Global Markets Supervision

TD Bank

Singapore, Singapore
Apac sales & trading oversight
Mas best execution framework
First-line communication surveillance
This role is responsible for supervising activities across multiple asset classes, partnering closely with business, Compliance, and control functions to ensure strong conduct, regulatory adherence, and effective supervisory frameworks

Job Summary

  • This role is responsible for supervising activities across multiple asset classes, partnering closely with business, Compliance, and control functions to ensure strong conduct, regulatory adherence, and effective supervisory frameworks.
  • Serve as a primary supervisory contact for Global Markets Sales & Trading desks across APAC, advising on regulatory, conduct, and escalation matters in close coordination with Compliance partners.
  • This is an opportunity to play a key regional role in shaping supervisory standards and conduct risk management across APAC Global Markets, working closely with senior stakeholders and contributing to high-impact regulatory initiatives.

Matching Summary

This role is responsible for supervising activities across multiple asset classes, partnering closely with business, Compliance, and control functions to ensure strong conduct, regulatory adherence, and effective supervisory frameworks.

Skills & Requirements

Must-have

  • APAC Sales & Trading oversight
  • MAS Best Execution framework
  • First-line communication surveillance
  • Regulatory adherence and conduct
  • Three Lines of Defence framework

Nice-to-have

  • Senior stakeholder engagement
  • Continuous improvement initiatives
  • Dynamic and fast-paced environment

Key Requirements

  • 5–10 years of relevant experience
  • Capital markets experience
  • Global Markets Sales & Trading knowledge
  • APAC regulatory requirements knowledge
  • MAS and SFC regulatory knowledge preferred

Work Rights

Not specified

Tailored Resume

Cover Letter