Futures Commission Merchant -compliance Vp

Barclays

New York, NY, United States
Base: $145,000 - $200,000; bonus/equity: not speci...
Markets compliance expertise
Regulatory inquiry management
Multi-asset markets execution
Join us as a Futures Commission Merchant -Compliance VP, where you will provide expert, data-driven oversight across a highly regulated Markets business

Job Summary

  • Join us as a Futures Commission Merchant -Compliance VP, where you will provide expert, data-driven oversight across a highly regulated Markets business.
  • This role is critical to sustaining business growth, regulatory credibility, and strong risk management across the US and global platform.
  • You will support Markets execution flows across multiple asset classes, partnering closely with senior stakeholders and regulators.

Matching Summary

Join us as a Futures Commission Merchant -Compliance VP, where you will provide expert, data-driven oversight across a highly regulated Markets business.

Salary

Base: $145,000 - $200,000; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Markets Compliance expertise
  • Regulatory inquiry management
  • Multi-asset Markets execution
  • Compliance risk assessment
  • Investigation of market abuse
  • Collaboration with legal and risk teams

Nice-to-have

  • Verbal and written communication skills
  • Stakeholder engagement and influence
  • Leadership and team management
  • Strategic thinking and problem solving
  • Digital and technology awareness
  • Change and transformation experience

Key Requirements

  • Experience in Markets Compliance including FCM, Prime Brokerage, or Derivatives
  • Ability to engage directly with regulators
  • Subject-matter expertise in multi-asset Markets execution
  • Experience in highly regulated financial services environments

Work Rights

Not specified

Tailored Resume

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