Legal And Principal Compliance Lead

Capital Partners Mortgage LLC

London, United Kingdom
Competitive salary; bonuses + benefits; compyny-fu...
Ucits, aifmd, mifid ii expertise
Product lifecycle compliance
Regulatory requirements for funds
The company fosters a strong sense of belonging and celebrates differences, investing in a culture designed to celebrate diversity and inclusion

Job Summary

  • The company fosters a strong sense of belonging and celebrates differences, investing in a culture designed to celebrate diversity and inclusion.
  • The role is responsible for compliance support relating to product governance frameworks, policies, and procedures, serving as a subject matter expert on UCITS, AIFMD, and MiFID II.
  • The company offers a competitive salary, bonuses, benefits, a company-funded retirement contribution of 15% of eligible earnings, and generous time-away and health benefits.

Matching Summary

The company fosters a strong sense of belonging and celebrates differences, investing in a culture designed to celebrate diversity and inclusion.

Salary

Competitive salary; Bonuses and benefits; Company-funded retirement contribution (15% of eligible earnings)

Skills & Requirements

Must-have

  • UCITS, AIFMD, MiFID II expertise
  • Product lifecycle compliance
  • Regulatory requirements for funds
  • Investment management regulatory environment
  • Develop external industry networks

Nice-to-have

  • Foster a strong sense of belonging
  • Celebrate differences and diverse perspectives
  • Curious and enquiring mindset
  • Challenge the status quo
  • Utilize technology to enhance processes

Key Requirements

  • Degree / 10+ years asset management compliance experience
  • Experience with alternative investment funds and managers
  • Knowledge of AIFMD
  • Knowledge of UCITS and MiFID II
  • Fluent in English (written and oral)

Work Rights

Not specified

Tailored Resume

Cover Letter