Compliance Assistant Manager / Manager

Interactive Brokers

Hong Kong, Hong Kong
Competitive salary; annual performance-based bonus...
On-site
Liaising with regulators
Drafting compliance policies
Managing regulatory inspections
The role involves researching and advising the firm on compliance with laws applicable to brokers in Hong Kong, Singapore, and Australia

Job Summary

  • The role involves researching and advising the firm on compliance with laws applicable to brokers in Hong Kong, Singapore, and Australia.
  • Candidates will be responsible for managing regulatory inspection reviews and implementing remedial action plans to address findings.
  • Interactive Brokers offers a competitive salary, annual performance-based bonus, stock grants, and hybrid work arrangements.

Matching Summary

The role involves researching and advising the firm on compliance with laws applicable to brokers in Hong Kong, Singapore, and Australia.

Salary

Competitive Salary; Annual performance-based bonus and stock grant; Excellent health and welfare benefits

Skills & Requirements

Must-have

  • Liaising with regulators
  • Drafting compliance policies
  • Managing regulatory inspections
  • Interpreting HK/SG/AU regulations
  • Preparing written responses

Nice-to-have

  • Self-starter attitude
  • Strong analytical skills
  • Technology application understanding
  • Collaborative team environment
  • Can-do learning mindset

Key Requirements

  • Proven experience at financial services regulatory agency or licensed firm
  • Familiarity with Hong Kong regional regulatory requirements
  • Strong organizational and prioritization skills

Work Rights

Not specified

Tailored Resume

Cover Letter