Manager, Compliance Monitoring

Royal Bank of Canada

Putrajaya, Malaysia
Onsite
Compliance monitoring in financial services
Capital markets and fund management experience
Regulatory compliance management framework
The Compliance Manager supports the Head of Monitoring and Head of Compliance Oversight in managing regulatory compliance risk and ensuring adherence to controls under RBC's Regulatory Compliance Management Framework

Job Summary

  • The Compliance Manager supports the Head of Monitoring and Head of Compliance Oversight in managing regulatory compliance risk and ensuring adherence to controls under RBC's Regulatory Compliance Management Framework.
  • The role involves designing, evaluating, and executing compliance monitoring plans, including continuous improvements and data-driven testing, while fostering a culture of compliance awareness throughout the business.
  • RBC promotes an inclusive workplace with shared values of Client First, Integrity, Collaboration, Respect, and Excellence, supporting employee growth and innovation.

Matching Summary

The Compliance Manager supports the Head of Monitoring and Head of Compliance Oversight in managing regulatory compliance risk and ensuring adherence to controls under RBC's Regulatory Compliance Management Framework.

Skills & Requirements

Must-have

  • Compliance monitoring in financial services
  • Capital Markets and fund management experience
  • Regulatory Compliance Management Framework
  • Data analytics for compliance testing
  • Knowledge of FCA rules and regulations
  • Internal audit and compliance testing

Nice-to-have

  • Excellent communication and presentation skills
  • Collaboration and team-building skills
  • Embedding compliance awareness culture
  • Use of AI and automation in monitoring

Key Requirements

  • Experience in Compliance monitoring or Internal Audit
  • Experience in Capital Markets and fund management
  • Knowledge of FCA and local regulations
  • Experience as Compliance Manager or related discipline
  • CISI or ICA qualifications desirable
  • Bachelor or Master degree desirable

Work Rights

Not specified

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