The role involves delivering an effective compliance management framework to identify, assess, and monitor conduct and regulatory risk within FNZ (Europe) DAC
Job Summary
The role involves delivering an effective compliance management framework to identify, assess, and monitor conduct and regulatory risk within FNZ (Europe) DAC.
Candidates must possess in-depth knowledge of MiFID II, GDPR, and CBI Regulations with 5-10 years of senior-level experience in a regulated environment.
The position requires overseeing conflicts of interest, executing compliance monitoring plans, and providing timely regulatory reporting to authorities.
Matching Summary
The role involves delivering an effective compliance management framework to identify, assess, and monitor conduct and regulatory risk within FNZ (Europe) DAC.
Skills & Requirements
Must-have
MiFID II regulatory knowledge
GDPR compliance expertise
AML and Financial Crime regulations
Second line of defence experience
Risk-based compliance monitoring
CBI Regulations familiarity
Nice-to-have
Fast-paced regulated environment
Fund administrator operational processes
Stakeholder relationship management
Training and coaching skills
Commercial benefits articulation
Key Requirements
5-10 years senior level experience
In-depth knowledge of European financial services framework
Working knowledge of MiFID or fund administrator processes