AVP - Compliance (Listed FI)

LICO RESOURCES PTE. LTD.

Singapore, SG
Regulatory risk assessments
Staff dealing controls
Securities & futures act knowledge
This role offers the opportunity to join a high-calibre compliance function within a leading listed financial institution in Singapore

Job Summary

  • This role offers the opportunity to join a high-calibre compliance function within a leading listed financial institution in Singapore.
  • The incumbent will strengthen the organization's compliance culture by managing regulatory risk assessments, staff dealing controls, and self-assessments.
  • Candidates must provide expert advice on complex initiatives with significant regulatory implications while engaging constructively with regulators.

Matching Summary

Match Score: 75

This role offers the opportunity to join a high-calibre compliance function within a leading listed financial institution in Singapore.

Skills & Requirements

Must-have

  • Regulatory risk assessments
  • Staff dealing controls
  • Securities & Futures Act knowledge
  • Self-assessment execution
  • Compliance training programmes

Nice-to-have

  • Constructive regulator engagement
  • Senior stakeholder partnership
  • Complex initiative advisory
  • International regulations expertise
  • Collaborative team player

Key Requirements

  • Bachelor's Degree in Law, Accounting, or Finance
  • 6–10 years of financial regulatory or compliance experience
  • Professional compliance qualifications advantageous

Work Rights

Not specified

Tailored Resume

Cover Letter