Head Of Risk Management

DriveWealth

New York, NY, United States
Base: $275,000 - $325,000 usd; bonus/equity: eligi...
On-site
10-15 years in risk management
5 years senior leadership at broker-dealer
Liquidity, margin, and trading risk management
DriveWealth is a global B2B financial technology organization dedicated to democratizing access to financial independence through an API-based platform

Job Summary

  • DriveWealth is a global B2B financial technology organization dedicated to democratizing access to financial independence through an API-based platform.
  • The Head of Enterprise Risk Management will serve as the architect of a world-class risk infrastructure supporting global expansion and institutional-grade execution.
  • Employees work in-office 4 days a week in New York and Chicago to solve complex problems in real-time while receiving competitive compensation, equity, and full insurance coverage.

Matching Summary

DriveWealth is a global B2B financial technology organization dedicated to democratizing access to financial independence through an API-based platform.

Salary

Base: $275,000 - $325,000 USD; Bonus/Equity: Eligible for bonus and equity; Benefits: 401(k) match, full insurance, wellness reimbursement, company phone, personal development allowance

Skills & Requirements

Must-have

  • 10-15 years in Risk Management
  • 5 years senior leadership at Broker-Dealer
  • Liquidity, Margin, and Trading risk management
  • SEC Rule 15c3-1 compliance expertise
  • Risk Appetite Statement framework design

Nice-to-have

  • Experience with Stablecoins and Crypto risk
  • Familiarity with equity options Greeks monitoring
  • Series 4 or 9/10 FINRA licenses
  • Owner mentality in high-growth environment
  • AI-curious talent leveraging emerging tools

Key Requirements

  • FINRA licenses (Series 7, 24 preferred)
  • Legal right to work in US without sponsorship
  • Senior leadership experience at FINRA-registered Broker-Dealer

Work Rights

Must be authorized to work in the United States on a full-time basis

Tailored Resume

Cover Letter