Avp, Regulatory Compliance Testing At Professional Services

Me2Works

On-site
Compliance review and monitoring
Knowledge of banking products
Regulatory requirements expertise
Conduct compliance review and monitoring across the Bank based on the approved annual compliance review plan

Job Summary

  • Conduct compliance review and monitoring across the Bank based on the approved annual compliance review plan.
  • Identify and advise relevant units on compliance issues and potential impact and follow up on implementation of recommendations.
  • Assist in planning, developing and designing compliance monitoring programs and handle ad-hoc compliance monitoring tasks.

Matching Summary

Conduct compliance review and monitoring across the Bank based on the approved annual compliance review plan.

Skills & Requirements

Must-have

  • compliance review and monitoring
  • knowledge of banking products
  • regulatory requirements expertise
  • compliance testing experience
  • audit and related fields experience

Nice-to-have

  • good interpersonal skills
  • analytical skills
  • presentation skills
  • self-motivated
  • experience with regulatory self-assessments

Key Requirements

  • Degree in Laws, Finance or Accounting
  • At least 5 years experience in compliance testing or audit
  • Sound knowledge of regulatory requirements including HKMA, SFC, IA circulars
  • ECF Core level and Role 1 & 2 Compliance certification advantageous

Work Rights

Not specified

Tailored Resume

Cover Letter