Senior Associate - Guideline Oversight

Neuberger Berman Group

Base: $105,000-$130,000; bonus/equity: discretiona...
Hybrid
Private markets experience required
Investment product knowledge across asset classes
Guideline monitoring and compliance procedures
The Asset Management Guideline Oversight group serves as an independent control ensuring investment portfolios remain compliant with regulatory, prospectus, client, and internal guidelines

Job Summary

  • The Asset Management Guideline Oversight group serves as an independent control ensuring investment portfolios remain compliant with regulatory, prospectus, client, and internal guidelines.
  • Responsibilities include overseeing investment guidelines based on legal documents and performing quarterly post-investment reviews utilizing financial statements.
  • The role offers a comprehensive benefits package including paid time off, medical/dental/vision insurance, retirement contributions, life insurance, and eligibility for a discretionary bonus.

Matching Summary

The Asset Management Guideline Oversight group serves as an independent control ensuring investment portfolios remain compliant with regulatory, prospectus, client, and internal guidelines.

Salary

Base: $105,000-$130,000; Bonus/Equity: Discretionary bonus eligible; Benefits: Comprehensive package including PTO, insurance, and retirement

Skills & Requirements

Must-have

  • Private markets experience required
  • Investment product knowledge across asset classes
  • Guideline monitoring and compliance procedures
  • Quarterly post-investment review capabilities
  • Financial statement analysis skills

Nice-to-have

  • Strong quantitative and qualitative analysis aptitude
  • Intellectually curious self-starter mindset
  • Collaborative team player with high ownership
  • Superior presentation and communication skills

Key Requirements

  • Bachelor's degree with strong academic credentials
  • 4-5 years of relevant work experience in private markets
  • Authorized to work in the United States without sponsorship

Work Rights

Must be authorized to work in the US without sponsorship

Tailored Resume

Cover Letter