Senior Associate/avp, Compliance, Marketing & Distribution
ARES OPERATIONS
4+ years financial services compliance experience
Review of marketing materials for alternative products
Knowledge of sec finra and global regulatory frameworks
The role involves providing primary compliance marketing review and oversight of marketing materials and business communications for Ares' institutional and wealth businesses
Job Summary
The role involves providing primary compliance marketing review and oversight of marketing materials and business communications for Ares' institutional and wealth businesses.
The successful candidate will serve as the primary liaison between the Compliance team and Investor Relations teams while acting as a subject matter expert on global regulations.
Ares is committed to fostering a welcoming and inclusive work environment where high-performance talent can build careers within the growing alternative investment industry.
Matching Summary
The role involves providing primary compliance marketing review and oversight of marketing materials and business communications for Ares' institutional and wealth businesses.
Skills & Requirements
Must-have
4+ years financial services compliance experience
Review of marketing materials for alternative products
Knowledge of SEC FINRA and global regulatory frameworks
Nice-to-have
Strong sense of ownership and accountability
Ability to manage challenging workflow in fast-paced environment
Excellent communication and client-service orientation