Senior Associate - Apac Global Markets Supervision

TD Ameritrade

Singapore, Singapore
Not specified; pyy details available upon dialogue...
Not specified
Global markets sales & trading oversight
Mas regulatory requirements knowledge
Three lines of defence framework expertise
TD Ameritrade is seeking a Senior Associate for Global Markets Supervision in Singapore, responsible for overseeing regulatory compliance and supervisory frameworks across APAC Sales & Trading operations. The ideal candidate should have extensive experience in capital markets, particularly in regulatory supervision, and must be adept at engaging with senior stakeholders

Job Summary

  • This role serves as a primary supervisory contact for Global Markets Sales & Trading desks across APAC, ensuring strong conduct and regulatory adherence.
  • The successful candidate will manage the MAS Best Execution framework, develop Written Supervisory Procedures, and lead discussions on business conduct issues.
  • TD Ameritrade offers a competitive total rewards package including health benefits, paid time off, and extensive career development opportunities.

Matching Summary

Match Score: 85

TD Ameritrade is seeking a Senior Associate for Global Markets Supervision in Singapore, responsible for overseeing regulatory compliance and supervisory frameworks across APAC Sales & Trading operations. The ideal candidate should have extensive experience in capital markets, particularly in regulatory supervision, and must be adept at engaging with senior stakeholders.

Salary

Not specified; Pay details available upon dialogue with HR Team; Includes base salary and Total Rewards package

Skills & Requirements

Must-have

  • Global Markets Sales & Trading oversight
  • MAS regulatory requirements knowledge
  • Three Lines of Defence framework expertise
  • Best Execution framework management
  • Written Supervisory Procedures development

Nice-to-have

  • SFC regulatory experience preferred
  • Strong stakeholder engagement skills
  • Continuous improvement mindset
  • Fast-paced dynamic environment adaptability

Key Requirements

  • 5-10 years capital markets experience
  • Deep understanding of FI, FX, Equities, Metals asset classes
  • Solid working knowledge of APAC regulatory requirements
  • Proven ability to build relationships with Desk Heads

Work Rights

Not specified

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