Investment Management Compliance, Director (avp) /vice President

Morgan Stanley

Singapore, Singapore
On-site
Advising on compliance matters
Drafting and maintaining policies
Developing training materials
Morgan Stanley is seeking a Director/Vice President for the Investment Management Compliance team in Singapore, responsible for managing regulatory risks and ensuring compliance within the firm’s investment management activities across various Asian jurisdictions. The ideal candidate should possess significant compliance experience, particularly in investment management, along with strong analytical and communication skills

Job Summary

  • The Team is responsible for managing regulatory risks and helping to preserve the Firm's franchise through ensuring Business and Infrastructure Units' compliance with relevant laws, regulations, rules and internal policies and procedures in the region.
  • The functions of the Team include providing advisory compliance support to MSIM business in Asia, implementing regional regulatory changes and global MSIM policies, issuing and maintaining regional and BU-specific policies and procedures, conducting training personnel, and conducting monitoring and surveillance, among other activities.
  • Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.

Matching Summary

Match Score: 85

Morgan Stanley is seeking a Director/Vice President for the Investment Management Compliance team in Singapore, responsible for managing regulatory risks and ensuring compliance within the firm’s investment management activities across various Asian jurisdictions. The ideal candidate should possess significant compliance experience, particularly in investment management, along with strong analytical and communication skills.

Skills & Requirements

Must-have

  • Advising on compliance matters
  • Drafting and maintaining policies
  • Developing training materials
  • Ensuring regulatory compliance
  • Cross-border advice and review

Nice-to-have

  • Strong understanding of investment management
  • Detail-oriented and motivated
  • Fast-paced, high-pressure environment

Key Requirements

  • Bachelor's degree in Legal, Accounting, Business or Finance
  • Min 8 years' compliance-related experience
  • Min 5 years' recent investment management experience
  • Knowledge of regulations and rules in Asia

Work Rights

Not specified

Tailored Resume

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