The National Risk Officer is responsible for maintaining a consistent controlled environment through adherence to business ethics and all applicable laws
Job Summary
The National Risk Officer is responsible for maintaining a consistent controlled environment through adherence to business ethics and all applicable laws.
This non-revenue sharing position has dual reporting to the Head of the Centralized Review Unit and the Associate Regional Risk Officer.
Morgan Stanley offers a comprehensive compensation package including base pay between $120,000 and $160,000 plus potential incentives and benefits.
Matching Summary
The National Risk Officer is responsible for maintaining a consistent controlled environment through adherence to business ethics and all applicable laws.
Salary
Base: $120,000 - $160,000 per year; Bonus/Equity: Commission earnings, incentive compensation, discretionary bonuses possible; Benefits: Comprehensive employee benefits and perks included
Skills & Requirements
Must-have
Active Series 7, 63, 65 licenses required
Bachelor's degree or equivalent experience
Knowledge of SEC and FINRA rules
Nice-to-have
Strong quantitative and analytical skills
Ability to work in fast-paced environment
Experience with senior client matters
Key Requirements
Series 7, 8 (or 9/10), 63, 65 (or 66) licenses
Bachelor's degree or equivalent work experience
Strong knowledge of Investment and Product Knowledge