Director, Compliance – Head Of Us Surveillance Initiatives And Portfolio Management, Td Securities (us)

TD Securities

New York, New York, United States
Base: $185,000 - $225,000 usd; bonus/equity: not s...
10+ years of compliance experience
Strong leadership qualities
Ability to manage regulatory risks
The Global Compliance Surveillance Department oversees regulatory compliance across TD Securities

Job Summary

  • The Global Compliance Surveillance Department oversees regulatory compliance across TD Securities.
  • The role involves leading large surveillance projects and ensuring the Surveillance program aligns with global regulatory expectations.
  • TD is committed to colleague development and offers a competitive total rewards package.

Matching Summary

The Global Compliance Surveillance Department oversees regulatory compliance across TD Securities.

Salary

Base: $185,000 - $225,000 USD; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • 10+ years of compliance experience
  • Strong leadership qualities
  • Ability to manage regulatory risks

Nice-to-have

  • Strategic thinker with excellent judgement
  • Transparent communicator
  • Focus on talent development

Key Requirements

  • Bachelor's degree required
  • Experience managing complex regulatory remediation
  • Strong verbal and written communication skills

Work Rights

Not specified

Tailored Resume

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