Vp Compliance Manager, Quantitative Analyst, Trade Surveillance Model Tuning & Predictive Analytics - Td Securities (us)

TD Ameritrade

New York, New York, United States of America
Base: $150,000 - $200,000 usd; bonus/equity: eligi...
Python and sql proficiency
Time series analysis experience
Market microstructure knowledge
This role focuses on developing and tuning behavioral surveillance models to detect market manipulation and prohibited trading practices

Job Summary

  • This role focuses on developing and tuning behavioral surveillance models to detect market manipulation and prohibited trading practices.
  • The position requires leveraging Large Language Models and Natural Language Processing to automate quality assurance and enrich alert contexts.
  • Candidates will lead strategic AI adoption initiatives within the Global Compliance Department while ensuring regulatory adherence.

Matching Summary

This role focuses on developing and tuning behavioral surveillance models to detect market manipulation and prohibited trading practices.

Salary

Base: $150,000 - $200,000 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, retirement, PTO, and banking discounts included

Skills & Requirements

Must-have

  • Python and SQL proficiency
  • Time series analysis experience
  • Market microstructure knowledge
  • Machine learning model development
  • LLM and NLP application skills

Nice-to-have

  • Experience with Nasdaq Trade Surveillance
  • RAG pipeline construction expertise
  • Agentic AI workflow design
  • Cloud AI platform familiarity
  • Strong stakeholder communication skills

Key Requirements

  • Bachelor's degree in Mathematics, Statistics, Data Science, or Financial Engineering
  • 5-7 years of related quantitative or compliance experience
  • Proficiency in Python, SQL, and time series analysis

Work Rights

Not specified

Tailored Resume

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