Business Control & Surveillance - Regional Private Banking - Singapore

REVUP CONSULTING PTE. LTD.

Singapore, , Singapore
Sgd 6,000 - 9,000 / monthly pm
On-site
Investment suitability reviews
Transaction monitoring
Regulatory compliance
REVUP CONSULTING PTE. LTD. is seeking a Control & Surveillance Specialist for their Private Banking division in Singapore. The role focuses on ensuring regulatory compliance, transaction monitoring, and investment suitability reviews, requiring strong analytical skills and familiarity with financial regulations

Job Summary

  • The role involves working closely with internal stakeholders to ensure adherence to internal policies, regulatory requirements and control frameworks within the Private Banking business.
  • Key responsibilities include conducting post-transaction and account reviews, monitoring transaction activities, and supporting internal and regulatory reviews including documentation preparation and follow-up.
  • The specialist will assist with policy updates, regulatory gap analysis, and internal training on new or revised guidelines.

Matching Summary

Match Score: 85

REVUP CONSULTING PTE. LTD. is seeking a Control & Surveillance Specialist for their Private Banking division in Singapore. The role focuses on ensuring regulatory compliance, transaction monitoring, and investment suitability reviews, requiring strong analytical skills and familiarity with financial regulations.

Salary

SGD 6,000 - 9,000 / Monthly

Skills & Requirements

Must-have

  • investment suitability reviews
  • transaction monitoring
  • regulatory compliance
  • financial institution control frameworks
  • Singapore banking regulatory requirements
  • Mandarin communication skills

Nice-to-have

  • collaboration with Risk and Compliance teams
  • policy updates and regulatory gap analysis
  • internal training on guidelines

Key Requirements

  • experience in transaction monitoring or compliance
  • familiarity with market conduct standards
  • understanding of Singapore banking regulations
  • ability to communicate in Mandarin

Work Rights

Not specified

Tailored Resume

Cover Letter