Compliance Officer

Apex Group Ltd

Cape Town, South Africa
On-site
South african financial services regulatory framework
Compliance monitoring program implementation
Aml policies, procedures, systems and controls
The role will consist of supporting all the legal and regulatory compliance activities of the relevant Fund Administration entities

Job Summary

  • The role will consist of supporting all the legal and regulatory compliance activities of the relevant Fund Administration entities.
  • Prepare compliance reports to management and various committees and governance structures within the group.
  • You will receive training on a day to day basis by coaching and mentoring.

Matching Summary

The role will consist of supporting all the legal and regulatory compliance activities of the relevant Fund Administration entities.

Skills & Requirements

Must-have

  • South African financial services regulatory framework
  • Compliance Monitoring program implementation
  • AML policies, procedures, systems and controls
  • Politically Exposed Persons (PEP) monitoring
  • Sanction screening and monitoring

Nice-to-have

  • Positive compliance and risk management culture
  • Ability to work autonomously
  • Self-motivated and able to use initiative

Key Requirements

  • Degree in Law or Compliance and Risk Management
  • At least 3 years relevant work experience in Compliance
  • FSCA FAIS approval as a Compliance Officer for Category I FSPs

Work Rights

Not specified

Tailored Resume

Cover Letter