Vice President, Compliance Quality Assurance

23

New York, US
Base: $146,000-198,000; bonus/equity: not specifie...
Hybrid
5-7 years compliance testing experience
Foreign banking organization regulated environment
Frb and nydfs regulatory knowledge
The role involves overseeing all phases of QA testing reviews including planning, fieldwork, and reporting to ensure adherence to regulatory requirements

Job Summary

  • The role involves overseeing all phases of QA testing reviews including planning, fieldwork, and reporting to ensure adherence to regulatory requirements.
  • Candidates must possess strong knowledge of Federal Reserve Board and New York Department of Financial Services regulations within a wholesale banking context.
  • ING offers a hybrid work model with comprehensive benefits including adoption services, student debt assistance, and a competitive 401k savings plan.

Matching Summary

The role involves overseeing all phases of QA testing reviews including planning, fieldwork, and reporting to ensure adherence to regulatory requirements.

Salary

Base: $146,000-198,000; Bonus/Equity: Not specified; Benefits: Comprehensive health, 401k, PTO, adoption/fertility services, student debt assistance

Skills & Requirements

Must-have

  • 5-7 years compliance testing experience
  • Foreign Banking Organization regulated environment
  • FRB and NYDFS regulatory knowledge

Nice-to-have

  • Certified Internal Auditor or CAMS certification
  • Broker Dealer regulated environment experience
  • Automated workpaper software proficiency

Key Requirements

  • Bachelor's degree required
  • Minimum 5-7 years in compliance testing or internal audit
  • Experience in Foreign Bank Branch regulated environments

Work Rights

Not specified

Tailored Resume

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