Monitor and analyze market activity for potential signs of abuse or manipulation, verifying adherence to regulatory requirements and internal policies
Job Summary
Monitor and analyze market activity for potential signs of abuse or manipulation, verifying adherence to regulatory requirements and internal policies.
Conduct in-depth investigations, provide business support for market surveillance framework projects, and handle regulatory queries and audits.
Oversee and lead the Japan market surveillance team, ensuring strict adherence to regulations and proactive measures to address market misconduct.
Matching Summary
Monitor and analyze market activity for potential signs of abuse or manipulation, verifying adherence to regulatory requirements and internal policies.
Skills & Requirements
Must-have
market activity monitoring
regulatory requirements adherence
market misconduct mitigation
in-depth investigations
market surveillance framework support
native level Japanese
business level English
Nice-to-have
strategic recommendations
continuous improvement
risk assessment and mitigation
stakeholder relationship management
innovative solution development
Barclays Values and Mindset
Key Requirements
At least 5 years' experience in trade surveillance and/or markets Compliance
Native level Japanese speaking/writing capabilities
Business level English speaking/writing capabilities