Risk & Control Analyst, Energy & Commodities - 12 Month Fixed Term Contract

TP ICAP

London, United Kingdom
On-site
Front office risk & control team
Measure policy adherence
Recommend operational efficiency protocols
This is a 12 month Fixed Term contract in the Front Office Risk & Control team, providing a central hub for key business analysis that demonstrates governance and oversight for all business/functional areas

Job Summary

  • This is a 12 month Fixed Term contract in the Front Office Risk & Control team, providing a central hub for key business analysis that demonstrates governance and oversight for all business/functional areas.
  • The role of the Risk & Control Analyst is to review and document all internal processes and controls to ensure adequate oversight & compliance of corporate policy within the 1st Line of Defence.
  • The successful candidate will primarily work alongside TP ICAP’s Senior Management to identify and document any gaps/enhancements in the current control environment and champion the Front Office Risk & Control mandate.

Matching Summary

This is a 12 month Fixed Term contract in the Front Office Risk & Control team, providing a central hub for key business analysis that demonstrates governance and oversight for all business/functional areas.

Skills & Requirements

Must-have

  • Front Office Risk & Control team
  • measure policy adherence
  • recommend operational efficiency protocols
  • track and implement solutions
  • review and document internal processes
  • ensure adequate oversight & compliance
  • structured and investigative approach
  • present information clearly
  • partner with Senior Management
  • identify and document gaps/enhancements
  • risk appetite changes
  • embed risk management practices
  • champion the Front Office Risk & Control mandate
  • written communications
  • program management
  • reporting of the agenda
  • deliver revised Front Office Risk Management Framework
  • deliver revised Conduct Framework
  • ensure frameworks are followed
  • controls management and assurance program
  • develop and enhance tools
  • leverage risk management system
  • enhance 1st Line of Defence MI
  • demonstrate effectiveness of Risk & Control
  • identification of control gaps
  • tracking and monitoring of actions
  • ownership & maintenance of control library
  • establish standard process for controls
  • manage 1LOD responsibilities
  • Operational Risk Framework
  • planning, maintenance, and execution of control attestation
  • control execution for Front Office
  • quality assurance & management of loss event reporting
  • lead aligned change management process
  • maintenance and execution for control tests
  • oversight and reporting into policy breaches
  • manage the firm’s Culture & Conduct agenda
  • policy compliance and testing
  • governance & supervision
  • personal account dealing review
  • matched principal oversight
  • prepare materials for governance forums
  • trend analysis oversight
  • discharge supervisory activities
  • change management facilitation
  • market risk monitoring & escalation
  • identify, investigate emerging risks
  • take initiative
  • manage objectives and projects to completion
  • promote key message and mission statements
  • promote engaging, open, honest, and diverse work environment

Nice-to-have

  • relationship building skills
  • leading, influencing, negotiating
  • impact assessment skills
  • analytical / agile mindset
  • aggregate information and report
  • collaborative, proactive, and responsive mind-set
  • inter-dealer broker experience
  • investment banking experience
  • extensive product knowledge
  • operational trade flows knowledge
  • settlement and clearing knowledge
  • accounting / finance / operations / risk / compliance / audit experience
  • familiarity with Risk Management Principles
  • familiarity with Operations
  • awareness of key Compliance concepts
  • familiarity with GRC systems

Key Requirements

  • Proven ability to partner and support senior management
  • Proven track record of leading, influencing, negotiating
  • Experience with auditing, risk management and/or control/compliance testing
  • Strong personal organisational skills
  • Ability to deliver under pressure with tight deadlines
  • Excellent written and oral communication skills
  • Evidence of attention to detail
  • Experience with an Inter-Broker Dealer and/or Investment banking
  • Experience within a control discipline
  • Excellent and proven written communication skills in Microsoft Office
  • Solid familiarity with Risk Management Principles, Operations, and awareness of key Compliance concepts
  • Governance Risk & Compliance (GRC) systems
  • Bachelor’s Degree

Work Rights

Not specified

Tailored Resume

Cover Letter