Base: $70,000 - $90,000/ year; bonus/equity: not s...
Hybrid
Daily compliance reviews
Set up and test compliance rules
Maintain compliance logs and records
The Compliance Officer will play a key role in supporting Invesco’s Registered Investment Advisers and Americas Compliance team, gaining hands-on experience across a broad range of compliance activities
Job Summary
The Compliance Officer will play a key role in supporting Invesco’s Registered Investment Advisers and Americas Compliance team, gaining hands-on experience across a broad range of compliance activities.
Responsibilities include daily compliance reviews of trading activity, setting up and testing compliance rules, maintaining logs, and assisting in the development and implementation of compliance program controls.
Invesco offers comprehensive compensation and benefit offerings including flexible paid time off, a hybrid work schedule, 401(K) matching, health & wellbeing benefits, parental leave, and an employee stock purchase plan.
Matching Summary
The Compliance Officer will play a key role in supporting Invesco’s Registered Investment Advisers and Americas Compliance team, gaining hands-on experience across a broad range of compliance activities.
Salary
Base: $70,000 - $90,000/ year; Bonus/Equity: Not specified; Benefits: Comprehensive compensation and benefit offerings
Skills & Requirements
Must-have
Daily compliance reviews
Set up and test compliance rules
Maintain compliance logs and records
Develop and implement compliance controls
Regulatory requirements monitoring
Nice-to-have
Detail-oriented creative thinker
Strong desire to learn
Appreciation for complexity and nuance
Forward thinking problem solving
Key Requirements
2-4 years Financial Services Industry Experience
1 year Compliance, Audit or Risk Management experience
Basic understanding of regulatory environment
Excellent organizational and analytical skills
Experience developing and improving processes
Experience reading and interpreting technical documents