Legal And Principal Compliance Lead

Capital Partners Mortgage LLC

Competitive base salary; individual annual perform...
Experience with alternative investment funds
Knowledge of aifmd ucits mifid ii regulations
Product lifecycle governance and stress testing
The role is responsible for ensuring appropriate frameworks and processes are in place to meet regulatory requirements for funds and mandates

Job Summary

  • The role is responsible for ensuring appropriate frameworks and processes are in place to meet regulatory requirements for funds and mandates.
  • Candidates must possess excellent knowledge of key regulatory regimes including AIFMD, UCITS, and MiFID II within the European and Global investment management environment.
  • The company offers a competitive salary, individual annual performance bonus, profitability bonus, and a retirement plan with a 15% employer contribution.

Matching Summary

The role is responsible for ensuring appropriate frameworks and processes are in place to meet regulatory requirements for funds and mandates.

Salary

Competitive base salary; Individual annual performance bonus plus Capital's annual profitability bonus; Retirement plan with 15% eligible earnings contribution

Skills & Requirements

Must-have

  • Experience with alternative investment funds
  • Knowledge of AIFMD UCITS MiFID II regulations
  • Product lifecycle governance and stress testing
  • Regulatory assessment and implementation expertise

Nice-to-have

  • Curious and enquiring mindset
  • Ability to challenge the status quo
  • Strong relationship and influencing skills
  • Second language proficiency preferred

Key Requirements

  • Degree required
  • 10+ years asset management compliance experience
  • English language proficiency required

Work Rights

Not specified

Tailored Resume

Cover Letter