Legal And Principal Compliance Lead

Capital Group

Competitive base salary; individual annual perform...
Experience with alternative investment funds
Knowledge of aifmd regulatory regime
Understanding of ucits and mifid ii regulations
The role involves serving as a subject matter expert on compliance topics related to UCITS, AIFMD, and MiFID II while supporting product teams through the lifecycle

Job Summary

  • The role involves serving as a subject matter expert on compliance topics related to UCITS, AIFMD, and MiFID II while supporting product teams through the lifecycle.
  • Capital Group values diverse perspectives and fosters a culture where associates can bring their authentic selves to work.
  • Employees receive a competitive salary, annual performance bonuses, and a company-funded retirement contribution of 15% of eligible earnings.

Matching Summary

The role involves serving as a subject matter expert on compliance topics related to UCITS, AIFMD, and MiFID II while supporting product teams through the lifecycle.

Salary

Competitive base salary; Individual annual performance bonus plus profitability bonus; Retirement plan with 15% employer contribution

Skills & Requirements

Must-have

  • Experience with alternative investment funds
  • Knowledge of AIFMD regulatory regime
  • Understanding of UCITS and MiFID II regulations
  • European and Global investment management environment
  • Ability to challenge the status quo

Nice-to-have

  • Second language proficiency
  • Curious and enquiring mindset
  • Strong relationship and influencing skills
  • Willingness to uncover differences of opinion
  • Commitment to diversity and belonging

Key Requirements

  • Degree required
  • 10+ years of asset management compliance experience
  • English language proficiency required

Work Rights

Not specified

Tailored Resume

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