Investment Compliance Associate Manager (hybrid - Chicago, Il)

Allstate

Chicago, IL, US
Base: $90,700.00 - $153,925.00 annually; bonus/equ...
Hybrid
Investment advisers act of 1940 knowledge
Sec rules and regulatory compliance
Policy and procedure development
The role supports the firm's Registered Investment Adviser compliance program aligned with the Investment Advisers Act of 1940 and SEC rules

Job Summary

  • The role supports the firm's Registered Investment Adviser compliance program aligned with the Investment Advisers Act of 1940 and SEC rules.
  • Key responsibilities include developing compliance policies, monitoring client portfolios for statutory limits, and leading day-to-day project activities.
  • This position offers a hybrid work schedule based in Chicago, IL, with potential supervisory duties over junior compliance staff.

Matching Summary

The role supports the firm's Registered Investment Adviser compliance program aligned with the Investment Advisers Act of 1940 and SEC rules.

Salary

Base: $90,700.00 - $153,925.00 annually; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Investment Advisers Act of 1940 knowledge
  • SEC rules and regulatory compliance
  • Policy and procedure development
  • Risk identification and assessment
  • Portfolio compliance monitoring

Nice-to-have

  • Hands-on detail-oriented approach
  • Ability to translate regulations into procedures
  • Experience supervising junior staff
  • Strong communication with senior leaders

Key Requirements

  • Experience with RIA compliance frameworks
  • Knowledge of SEC regulatory reporting
  • Supervisory experience preferred

Work Rights

Not specified

Tailored Resume

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