Manager, Compliance - Pgim Public And Private Fixed Income (hybrid)

PGIM Real Estate (Prudential)

Newark, NJ, United States
Base: $114,500.00 to $188,900.00; bonus/equity: ye...
Fixed income compliance experience
Trade surveillance management
Knowledge of aladdin trading system
The Compliance Manager role supports multiple investment teams including Fixed Income Trading, Private Credit, Securities Lending, and Asset Backed Financing in a fast-paced, deadline-driven environment

Job Summary

  • The Compliance Manager role supports multiple investment teams including Fixed Income Trading, Private Credit, Securities Lending, and Asset Backed Financing in a fast-paced, deadline-driven environment.
  • The position involves supervising a team responsible for trade surveillance, managing responses to audits and regulatory inquiries, and developing compliance policies and procedures.
  • Prudential offers competitive base salaries with bonus potential, comprehensive benefits including medical and wellness programs, 401(k) with company match, and various employee support resources.

Matching Summary

The Compliance Manager role supports multiple investment teams including Fixed Income Trading, Private Credit, Securities Lending, and Asset Backed Financing in a fast-paced, deadline-driven environment.

Salary

Base: $114,500.00 to $188,900.00; Bonus/Equity: Yearly bonus potential; Benefits: Medical, dental, vision, life insurance, disability insurance, PTO, 401(k) with match, pension plan, wellness programs

Skills & Requirements

Must-have

  • Fixed income compliance experience
  • Trade surveillance management
  • Knowledge of Aladdin trading system
  • Regulatory compliance expertise
  • Data analysis skills
  • Team management and development

Nice-to-have

  • Process improvement skills
  • Strong interpersonal skills
  • Ability to present to senior leadership
  • Comfortable with ambiguity
  • Global environment understanding

Key Requirements

  • 5+ years compliance experience
  • Experience managing and growing talent
  • Asset management industry knowledge
  • Working knowledge of Aladdin trading system

Work Rights

Not specified

Tailored Resume

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