Base: $50,000 - $60,000 usd; bonus/equity: not spe...
Onsite
Equity clearing and settlement
Broker dealer operations
Sec rule 144 knowledge
This role ensures all requirements are met for the compliant trading and settlement of restricted securities transactions
Job Summary
This role ensures all requirements are met for the compliant trading and settlement of restricted securities transactions.
TD Securities USA focuses on delivering value-added capabilities to clients to help them outperform, supported by a culture of inclusion and diversity.
The company offers a comprehensive Total Rewards package including base salary, variable compensation, health benefits, retirement programs, and career development opportunities.
Matching Summary
This role ensures all requirements are met for the compliant trading and settlement of restricted securities transactions.
Salary
Base: $50,000 - $60,000 USD; Bonus/Equity: Not specified; Benefits: Health, retirement, paid time off, career development
Skills & Requirements
Must-have
Equity clearing and settlement
Broker Dealer Operations
SEC Rule 144 knowledge
Office 365 proficiency
Risk mitigation in securities
Client and vendor communication
Nice-to-have
Cross-training in operations
Time management skills
Critical thinking
Organizational skills
Team collaboration
Proactive and goal oriented
Key Requirements
Bachelor's degree or equivalent experience
3+ years relevant work experience
Knowledge of equity transactions and clearance
Ability to meet deadlines under pressure
Professional verbal and written communication skills