Compliance Executive

Apex Group

Not specified (assumed to be hybrid based on industry standards).
Liaising with regulators on compliance matters
Drafting compliance and internal control procedures
Overseeing regulatory returns submission
Apex Group is seeking a Compliance Executive responsible for overseeing compliance-related matters, including regulatory liaising, compliance manual updates, and AML responsibilities. The ideal candidate will have strong knowledge of compliance regulations and experience in auditing and training staff on compliance matters

Job Summary

  • The role involves liaising with regulators and ensuring adherence to global compliance rules and legislations.
  • Candidates will draft policies, oversee training, and manage the firm's Anti-Money Laundering reporting processes.
  • The position requires acting as a key member for clients setting up operations in DIFC or ADGM regulated environments.

Matching Summary

Match Score: 85

Apex Group is seeking a Compliance Executive responsible for overseeing compliance-related matters, including regulatory liaising, compliance manual updates, and AML responsibilities. The ideal candidate will have strong knowledge of compliance regulations and experience in auditing and training staff on compliance matters.

Skills & Requirements

Must-have

  • Liaising with regulators on compliance matters
  • Drafting compliance and internal control procedures
  • Overseeing regulatory returns submission
  • Managing KYC and customer due diligence
  • Conducting AML risk assessments

Nice-to-have

  • Experience setting up operations in DIFC/ADGM
  • Ability to drive positive disruption
  • Strong cross-jurisdictional service knowledge
  • Enhancing compliance culture within teams

Key Requirements

  • Knowledge of DFSA/ADGM regulations
  • Experience with FSRA rules
  • Background in financial compliance
  • AML reporting officer certification preferred

Work Rights

Not specified

Tailored Resume

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