Compliance Business Analyst

Franklin Templeton

Onsite
Pre-trade and post-trade compliance
Regulatory requirements and client mandates
Charles river compliance platform
As a Compliance Business Analyst, you will play a critical role in ensuring portfolios adhere to regulatory requirements, client mandates, and internal policies, working across pre-trade and post-trade compliance

Job Summary

  • As a Compliance Business Analyst, you will play a critical role in ensuring portfolios adhere to regulatory requirements, client mandates, and internal policies, working across pre-trade and post-trade compliance.
  • The role involves partnering with traders and portfolio managers during order execution to ensure compliance adherence and identifying process improvement opportunities to support automation initiatives.
  • Franklin Templeton offers a welcoming, inclusive, and flexible culture with opportunities for professional development, employee well-being support, and a diverse global workforce.

Matching Summary

As a Compliance Business Analyst, you will play a critical role in ensuring portfolios adhere to regulatory requirements, client mandates, and internal policies, working across pre-trade and post-trade compliance.

Skills & Requirements

Must-have

  • pre-trade and post-trade compliance
  • regulatory requirements and client mandates
  • Charles River compliance platform
  • financial markets and asset classes
  • order execution compliance

Nice-to-have

  • inclusive and flexible culture
  • professional development growth
  • employee well-being support
  • diverse global workforce

Key Requirements

  • 2-5 years of experience in investment compliance
  • MBA (Finance) or equivalent academic excellence
  • Advanced proficiency in Microsoft Excel
  • Familiarity with compliance platforms
  • CFA (Level I/II), FRM, or CA (Inter) certifications

Work Rights

Not specified

Tailored Resume

Cover Letter